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Comparing European and U.S. Securities Regulations

MiFID versus Corresponding U.S. Regulations

Michel Noel author Tanja Boskovic author Caroline Cerruti author

Format:Paperback

Publisher:World Bank Publications

Published:30th Dec '09

Currently unavailable, and unfortunately no date known when it will be back

Comparing European and U.S. Securities Regulations cover

The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessons. The primary audience of this study is professionals, government officials and scholars working in the field of securities regulations.

ISBN: 9780821382530

Dimensions: unknown

Weight: unknown

240 pages